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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-05 |
Branch Locations
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
2261 Del Paso Rd, Sacramento, CA 95835 • United States
1532 W El Camino Ave, Sacramento, CA 95833 • United States
3220 Arena Blvd, Sacramento, CA 95834 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Citrus Heights | CA | 05/2015 | 11/2016 |
| Wells Fargo Bank, Na | Sacramento | CA | 11/2012 | Present |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
K-OTTIC MUSIC, NOT INV RELATED, ROSEVILLE, CA, 100% OWNERSHIP, START 1/1/2018, 50 HOURS PER MONTH, ZERO DURING TRADING, SONGWRITING AND MUSIC PRODUCTION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-07 |
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