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Matthew James Simpson

J.P. Morgan Securities LLC

Wheaton, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-20
IL RA APPROVED 2022-05-09
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • IL RA
    APPROVED
    Since 2022-05-09

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 05/2016 Present
J.P. Morgan Securities Llc Chicago IL 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-07
S63 Uniform Securities Agent State Law Examination 2016-06-23
  • S66 Uniform Combined State Law Examination
    2022-05-07
  • S63 Uniform Securities Agent State Law Examination
    2016-06-23
Other Names
  • Matthew James Simpson
  • Matthew J Simpson
  • Matthew Simpson

View on SEC IAPD

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