Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-02 |
| CA | RA | APPROVED | 2015-06-30 |
Branch Locations
1825 E Buckeye Rd, Phoenix, AZ 85034 • United States
3400 Pawtucket Ave Global Human Resources- The Academy, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 05/2015 | Present |
| Bank Of America, N.A. | Chandler | AZ | 10/2011 | Present |
I*81511 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TCA HOLDINGS, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2844 E LE MARCHE AVE #102, PHOENIX, ARIZONA 85032 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 5/21/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HAVE A MULTI-FAMILY RESIDENCE I RENT OUT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-26 |
Reach out to this advisor