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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

314 N 5Th St, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Life Insurance Company Omaha NE 03/2018 01/2023
Sand Hills Golf Club Mullen NE 05/2017 10/2017
D.A. Davidson & Co. Lincoln NE 04/2016 05/2017
University Of Nebraska - Lincoln Lincoln NE 08/2013 05/2017
Neato Agency Lincoln NE 08/2016 05/2017
Unemployment Norfolk NE 11/2017 03/2018
Securian Financial Services Inc. St. Paul MN 01/2023 08/2023
Minnesota Life Insurance Company St. Paul MN 01/2023 08/2023
Heritage Financial Services Norfolk NE 01/2023 Present
Cetera Wealth Services, Llc Norfolk NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Rk Financial Llc Norfolk NE 12/2025 Present
  • 03/2018 → 01/2023
    Pacific Life Insurance Company
    Omaha, NE
  • 05/2017 → 10/2017
    Sand Hills Golf Club
    Mullen, NE
  • 04/2016 → 05/2017
    D.A. Davidson & Co.
    Lincoln, NE
  • 08/2013 → 05/2017
    University Of Nebraska - Lincoln
    Lincoln, NE
  • 08/2016 → 05/2017
    Neato Agency
    Lincoln, NE
  • 11/2017 → 03/2018
    Unemployment
    Norfolk, NE
  • 01/2023 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 01/2023 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 01/2023 → Present
    Heritage Financial Services
    Norfolk, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Norfolk, NE
  • 08/2023 → Present
    Schaumburg, IL
  • 12/2025 → Present
    Rk Financial Llc
    Norfolk, NE
Previous Registrations
  • 2023-03-21 → 2023-08-10
    Securian Financial Services, Inc.
    Norfolk, NE
    Omaha, NE
    St. Paul, MN
Other Businesses

1. HERITAGE FINANCIAL, OMAHA NE, FIXED INSURANCE AGENT, 01/2023-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS 2. NAME OF OTHER BUSINESS: RK FINANCIAL LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-14
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S65 Uniform Investment Adviser Law Examination
    2023-03-14
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15
Other Names
  • Riley James Knake

View on SEC IAPD

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