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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Life Insurance Company | Omaha | NE | 03/2018 | 01/2023 |
| Sand Hills Golf Club | Mullen | NE | 05/2017 | 10/2017 |
| D.A. Davidson & Co. | Lincoln | NE | 04/2016 | 05/2017 |
| University Of Nebraska - Lincoln | Lincoln | NE | 08/2013 | 05/2017 |
| Neato Agency | Lincoln | NE | 08/2016 | 05/2017 |
| Unemployment | Norfolk | NE | 11/2017 | 03/2018 |
| Securian Financial Services Inc. | St. Paul | MN | 01/2023 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 01/2023 | 08/2023 |
| Heritage Financial Services | Norfolk | NE | 01/2023 | Present |
| Cetera Wealth Services, Llc | Norfolk | NE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Rk Financial Llc | Norfolk | NE | 12/2025 | Present |
1. HERITAGE FINANCIAL, OMAHA NE, FIXED INSURANCE AGENT, 01/2023-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS 2. NAME OF OTHER BUSINESS: RK FINANCIAL LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-15 |
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