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Garrett Craig Roberts

Ubs Financial Services Inc.

Hartford, CT

Tampa, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-27
FL RA APPROVED 2026-03-17
GA RA APPROVED 2026-02-02
CT RA APPROVED 2026-01-13
TX RA APPROVED 2026-01-13
  • NY RA
    APPROVED
    Since 2026-03-27
  • FL RA
    APPROVED
    Since 2026-03-17
  • GA RA
    APPROVED
    Since 2026-02-02
  • CT RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED
    Since 2026-01-13

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence College Providence RI 06/2014 05/2018
Ubs Financial Services Inc Hartford CT 05/2015 08/2017
Fisher Investments Tampa FL 09/2024 08/2025
Unemployed N/A CT 05/2018 12/2018
Ubs Financial Services Inc Weehawken NJ 12/2018 01/2021
Ubs Financial Services Inc. Hartford CT 01/2021 08/2024
Unemployed N/A CT 08/2024 09/2024
Ubs Financial Services Inc Tampa FL 01/2026 Present
Unemployed Tampa FL 08/2025 12/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-17
  • S66 Uniform Combined State Law Examination
    2019-05-17
Other Names
  • Garrett Craig Roberts
  • Garrett Roberts

View on SEC IAPD

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Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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