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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2012-07-16
  • KY RA
    APPROVED
    Since 2012-07-16

Branch Locations

776 South College Street, Harrodsburg, KY 40330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Harrodsburg KY 07/2012 Present
Raymond James Financial Services Advisors Inc. Harrodsburg KY 07/2012 Present
Farmers National Bank Harrodsburg KY 07/2012 Present
Previous Registrations
Other Businesses

(1)Name of Business: FNB Investment Services Address: 776 S College St, Harrodsburg, KY, 40330, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Executive

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-30
  • S66 Uniform Combined State Law Examination
    2004-12-30
Designations
Other Names
  • Barry S Steele

View on SEC IAPD

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