Barry Scott Steele

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Raymond James Financial Services, Inc.
  Harrodsburg, KY
• 07/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Harrodsburg, KY
• 07/2012 → Present
  Farmers National Bank
  Harrodsburg, KY

Previous Registrations

• 2009-10-05 → 2012-07-16
  Ameriprise Financial Services, Llc
  Louisville, KY
• 2008-12-18 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Louisville, KY
• 2006-01-06 → 2008-11-17
  Ubs Financial Services Inc.
  Louisville, KY
• 2005-01-01 → 2006-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY

Other Businesses

(1)Name of Business: FNB Investment Services Address: 776 S College St, Harrodsburg, KY, 40330, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Executive

Exams

• S66 Uniform Combined State Law Examination
  2004-12-30

Designations

• Chartered Financial Consultant

Other Names

• Barry S Steele