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Charles Allen Goldie

LPl Financial LLC

Harrodsburg, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2012-11-30
  • KY RA
    APPROVED
    Since 2012-11-30

Branch Locations

116 West Poplar St, Harrodsburg, KY 40330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Harrodsburg KY 11/2012 Present
Previous Registrations
  • 2007-02-12 → 2012-12-03
    St Louis, MO
    Harrodsburg, KY
Other Businesses

1. 11/30/2012 - GOLDIE FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-01
  • S66 Uniform Combined State Law Examination
    2007-02-01
Other Names
  • Charles Goldie

View on SEC IAPD

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