Shanon Ray Patterson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 11/2024
  Pruco Securities, Llc.
  Champaign, IL
• 05/2015 → Present
  Prudential Insurance Company Of America
  Champaign, IL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Champaign, IL

Previous Registrations

• 2018-12-21 → 2024-11-14
  Pruco Securities, Llc.
  Swansea, IL
  Champaign, IL
  Mahomet, IL

Other Businesses

1) 11/15/2024 - Medical Supplement - Med sup supplier that I wrote for a few clients. No longer am selling for them however I do still receive trails - Non-Variable Insurance Commission Trails - Non Inv Related - At CHAMPAIGN, IL - Start Date 01/01/2019 - 0hrs/mth - 0hrs/mth During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-18
• S63 Uniform Securities Agent State Law Examination
  2015-07-16