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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-14
SD RA APPROVED 2019-03-05
  • TX RA
    APPROVED_RES
    Since 2025-05-14
  • SD RA
    APPROVED
    Since 2019-03-05

Branch Locations

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co. Minneapolis MN 05/2015 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sioux Falls SD 01/2019 Present
Jtc Group Sioux Falls SD 06/2018 10/2018
Bank Of America, N.A. Sioux Falls SD 02/2019 Present
Other Businesses

I*1500285For profit or not for profit: Entity For ProfitName of outside business organization: PCS 1992 GST TrustInvestment related: NAddress of business: Sioux Falls, South Dakota, 57104, United StatesNature of business: ["Corporation"]Position, title, association: ["Other"], Start date of relationship: 6/1/2022Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I'm acting as Co-Trustee on the PCS 1992 GST Trust. This Trust holds all real assets (depots, trucks, manufacturing facilities, etc.) there are no traditional investments (stocks/bonds) held in this trust., I'm acting as Co-Trustee on the PCS 1992 GST Trust. This Trust holds all real assets (depots, trucks, manufacturing facilities, etc.) there are no traditional investments (stocks/bonds) held in this trust. I was chosen for this role due to the trust being domiciled in South Dakota and I am a South Dakota resident. The other reason I was chosen for the role is due to the family relationship. P S (wife's uncle) and I S (wife's cousin) are the two other Co-Trustees. All approvals have to achieve a 2 out of 3 vote before being processed. I am not listed on any bank accounts nor do I provide any investment advice for this Trust. I*2197266, Entity Type: Entity Charitable, Name of OBA: Rainforest Flow, Address: Valencia, California, 91355, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 02/15/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Board of Director for Rainforest Flow. Rainforest Flow delivers clean water, sanitation, and hygiene programs to indigenous people in Manu Biosphere Reserve in Peru's Amazon rainforest. Our collaborative, integrated, and sustainable WASH programs empower indigenous people to become stewards of their own health and resources. Since 2003, Rainforest Flow has collaborated with Peruvian health and environmental agencies and indigenous communities to deliver more than 64 million gallons of safe drinking water to four villages in the global biodiversity hotspot. We have educated hundreds of families about health, hygiene, and sanitation to help them strengthen the health of their communities. Rainforest Flow is a 501(c)(3) nonprofit registered in the United States.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-01
S63 Uniform Securities Agent State Law Examination 2015-10-26
  • S65 Uniform Investment Adviser Law Examination
    2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    2015-10-26
Other Names
  • Tyler Jay Woodward
  • Tyler Woodward

View on SEC IAPD

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