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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-22
MO RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • MO RA
    APPROVED
    Since 2017-11-29

Branch Locations

3451 St Albans Road Suite C, Saint Albans, MO 63073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Illinois University Dekalb IL 05/2014 12/2017
National Planning Corporation Saint Albans MO 05/2015 11/2017
Lpl Financial Llc Saint Albans MO 11/2017 Present
  • 05/2014 → 12/2017
    Northern Illinois University
    Dekalb, IL
  • 05/2015 → 11/2017
    National Planning Corporation
    Saint Albans, MO
  • 11/2017 → Present
    Saint Albans, MO
Previous Registrations
  • 2017-06-08 → 2017-11-29
    National Planning Corporation
    St. Albans Rd, MO
Other Businesses

1. 11/29/2017 - Resource One Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 40 Hours Per Month/6 During Securities Trading. 2. 03/11/2019 - Repp Financial Services LLC - Investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:01/08/2019 - 0 hrs/mo - 0 hrs during trading. 3. 05/21/2019 - Financial Markets Inc. - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/06/2015 - 80 hrs/mo - 80 hrs during trading. 4. 05/13/2019 - Pacific High School - Not investment related - 425 Indian Warpath Dr, Pacific, MO 63069 - Outside/W-2 Employment - start date:05/14/2019 - 60 hrs/mo - 0 hrs during trading - Assistant Wrestling Coach at Pacific High School. 5. 10/14/2025- Westwind Hills Luxury Weddings and Events- Other - Bartending- INV Related- At Pacific MO- Start date 08/10/2021- 8 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-06
  • S66 Uniform Combined State Law Examination
    2017-06-06

View on SEC IAPD

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