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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-22 |
| MO | RA | APPROVED | 2017-11-29 |
Branch Locations
3451 St Albans Road Suite C, Saint Albans, MO 63073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Illinois University | Dekalb | IL | 05/2014 | 12/2017 |
| National Planning Corporation | Saint Albans | MO | 05/2015 | 11/2017 |
| Lpl Financial Llc | Saint Albans | MO | 11/2017 | Present |
1. 11/29/2017 - Resource One Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 40 Hours Per Month/6 During Securities Trading. 2. 03/11/2019 - Repp Financial Services LLC - Investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:01/08/2019 - 0 hrs/mo - 0 hrs during trading. 3. 05/21/2019 - Financial Markets Inc. - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/06/2015 - 80 hrs/mo - 80 hrs during trading. 4. 05/13/2019 - Pacific High School - Not investment related - 425 Indian Warpath Dr, Pacific, MO 63069 - Outside/W-2 Employment - start date:05/14/2019 - 60 hrs/mo - 0 hrs during trading - Assistant Wrestling Coach at Pacific High School. 5. 10/14/2025- Westwind Hills Luxury Weddings and Events- Other - Bartending- INV Related- At Pacific MO- Start date 08/10/2021- 8 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-06 |
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