Michael James Riley

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets Corporation
  Rockville, MD

Previous Registrations

• 2004-11-19 → 2009-03-13
  Ferris, Baker Watts, Llc
  Rockville, MD
  Rockville, MD

Other Businesses

(1) NAME OF ENTITY: Horses and Horse Shows ADDRESS: 21711 Peach Tree Road Dickerson, MD 20850 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Horse Shows and Horse Breeding. CAPACITY: Owner - Active START DATE: 05/22/2023 DUTIES: I own horses, show horses, breed horses (some are offered for sale). HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Montgomery County Farmers Association ADDRESS: 14705 Sugarland Road, Poolesville, Maryland 20837 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 06, 2026 CAPACITY: Board of Directors DUTIES: Board member of Montgomery County Farmers Association HOURS DEVOTED PER MONTH: Less than 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2004-11-17

Designations

• Certified Financial Planner