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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-23 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States
Poolesville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Rockville | MD | 03/2009 | Present |
(1) NAME OF ENTITY: Horses and Horse Shows ADDRESS: 21711 Peach Tree Road Dickerson, MD 20850 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Horse Shows and Horse Breeding. CAPACITY: Owner - Active START DATE: 05/22/2023 DUTIES: I own horses, show horses, breed horses (some are offered for sale). HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Montgomery County Farmers Association ADDRESS: 14705 Sugarland Road, Poolesville, Maryland 20837 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 06, 2026 CAPACITY: Board of Directors DUTIES: Board member of Montgomery County Farmers Association HOURS DEVOTED PER MONTH: Less than 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-17 |
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