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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-11 |
| CT | RA | APPROVED | 2019-09-23 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
Fairfield , CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial | Shelton | CT | 06/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 07/2016 | 12/2017 |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | 12/2017 |
| Massmutual Life Insurance Co | Shelton | CT | 08/2019 | Present |
| Mml Investors Services, Llc | Shelton | CT | 09/2019 | Present |
| Barnum Financial Group/Oasis | Shelton | CT | 12/2017 | 01/2021 |
(1) Name: Fritz Donald Ek Inv rel: Y Add: 6 Corporate Drive Shelton CT 06484 Nature: Outside Insurance Business Position: Independent Insurance Agent Start date: 04/03/2017 No. HR/MO: 20 No. HR/MO during sec trading: 5 Describe duties: Life, Fixed Annuities, Disability, Long-term care, & Property/Casualty. (2) Name: Fritz Donald Ek IV Inv rel: Y Add: At Residential Address Nature: Loan Originator Position: Mortgage Loan Originator Start date: 11/25/2024 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Originator of mortgages (3) NAME: Golden thread Professional Service, LLC INV REL: Y ADD: Residential Address NATURE: FOR PASS THROUGH COMPENSATION POSITION: Managing member START DATE: 04/17/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: Shell account for passing through income and expenses
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-29 |
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