Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-31
UT RA APPROVED 2021-06-14
  • TX RA
    APPROVED
    Since 2021-07-31
  • UT RA
    APPROVED
    Since 2021-06-14

Branch Locations

1825 E Buckeye Rd, Phoenix, AZ 85034 • United States

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 10/2020 Present
Morgan Stanley Salt Lake City UT 06/2015 09/2020
Bank Of America, N.A. Salt Lake City UT 01/2021 Present
Other Businesses

I*719242 For profit or not for profit: Entity Governmental Name of outside business organization: United States Navy Reserve Investment related: N Address of business: Draper, Utah, 84020 Nature of business: ["Governmental Organization"] Position, title, association: ["Other"], Start date of relationship: 5/1/2022 Number of hours devoted: 48 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Commissioned officer, Entity purpose: The mission of the Navy Reserve is to provide strategic depth and deliver operational capabilities to the Navy and Marine Corps team and Joint forces, in times of peace or war. Navy Reserve Sailors seamlessly support and actively aid that mission, all while continuing to lead their own independent lives in the civilian world. Reserve Intelligence Officers are the Navy's focal point for understanding the enemy's capability and intent. Expected Responsibilities: Know your enemy. Intelligence officers provide accurate assessments of adversarial strategy and intent, in sufficient time for the commander to take effective countermeasures at the strategic, operational and tactical levels. This assessment is derived through a deep understanding of the adversary acquired through analytical rigor and expertise and from technical and human penetration of the enemy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-11
  • S66 Uniform Combined State Law Examination
    2021-06-11
Other Names
  • Jeffrey Pinkston Doughty

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor