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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-31 |
| UT | RA | APPROVED | 2021-06-14 |
Branch Locations
1825 E Buckeye Rd, Phoenix, AZ 85034 • United States
60 E South Temple St, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 10/2020 | Present |
| Morgan Stanley | Salt Lake City | UT | 06/2015 | 09/2020 |
| Bank Of America, N.A. | Salt Lake City | UT | 01/2021 | Present |
I*719242 For profit or not for profit: Entity Governmental Name of outside business organization: United States Navy Reserve Investment related: N Address of business: Draper, Utah, 84020 Nature of business: ["Governmental Organization"] Position, title, association: ["Other"], Start date of relationship: 5/1/2022 Number of hours devoted: 48 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Commissioned officer, Entity purpose: The mission of the Navy Reserve is to provide strategic depth and deliver operational capabilities to the Navy and Marine Corps team and Joint forces, in times of peace or war. Navy Reserve Sailors seamlessly support and actively aid that mission, all while continuing to lead their own independent lives in the civilian world. Reserve Intelligence Officers are the Navy's focal point for understanding the enemy's capability and intent. Expected Responsibilities: Know your enemy. Intelligence officers provide accurate assessments of adversarial strategy and intent, in sufficient time for the commander to take effective countermeasures at the strategic, operational and tactical levels. This assessment is derived through a deep understanding of the adversary acquired through analytical rigor and expertise and from technical and human penetration of the enemy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-11 |
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