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David Ross Cannady

Ubs Financial Services Inc.

Kansas City, MO

Kansas City, MO

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-03-25
TX RA APPROVED 2017-12-21
  • MO RA
    APPROVED
    Since 2025-03-25
  • TX RA
    APPROVED
    Since 2017-12-21

Branch Locations

4622 Pennsylvania Avenue 8Th Floor, Kansas City, MO 64112 • United States

Kansas City, MO • United States

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Overland Park KS 05/2015 12/2017
Ubs Financial Services Inc. Austin TX 12/2017 Present
Previous Registrations
  • 2017-04-03 → 2017-11-27
    Waddell & Reed
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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