Richard Allen Bavetz

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Carington Financial & Insurance Services
  Westlake Village, CA
• 05/2015 → 01/2018
  Global Financial Private Capital, Llc
  Sarasota, FL
• 02/2018 → 05/2018
  Gradient Advisors, Llc
  Arden Hills, MN
• 05/2018 → 04/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 04/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2018-05-16 → 2019-04-23
  Global Financial Private Capital, Inc.
  Westlake Village, CA
  Sarasota, FL
  Las Vegas, NV
  Las Vegas, NV
  Columbia, MO
• 2018-02-01 → 2018-05-09
  Gradient Advisors, Llc
  Westlake Village, CA
  Arden Hills, MN
• 2015-05-11 → 2017-12-31
  Global Financial Private Capital, Inc.
  Westlake Village, CA
  Sarasota, FL

Other Businesses

1) CARINGTON FINANCIAL & INSURANCE SERVICES (DBA) - 303 N. Stadium Blvd, Suite 200, Columbia, MO 65203 (Carington Corp); 2660 Townsgate Road Suite 110, Westlake Village CA 91361 (Carington) - INSURANCE AGENCY/ MARKETING & SALES OF LIFE INSURANCE PRODUCTS - OWNER/INSURANCE AGENT - START DATE 01/2008 - DEVOTE 100 HOURS PER MONTH, ALL DURING TRADING HOURS - MARKETING & SALES OF LIFE INSURANCE PRODUCTS, ADMINISTRATIVE DUTIES. 2) SOCIETY OF FINANCIAL AWARENESS (SOFA) - 3914 MURPHY CANYON ROAD, SUITE A125, SAN DIEGO, CA 92123 - FINANCIAL LITERACY TRAINING/COUNSELING - START DATE 2014 - NON-PROFIT - DEVOTE 15 HOURS PER MONTH, ALL DURING TRADING HOURS. 3) FEDERAL BENEFITS ADVISORY - 11601 WILSHIRE BLVD SUITE 500, LOS ANGELES, CA 90025 - EMPLOYEE BENEFITS EDUCATION & TRAINING - START DATE: 2016 - NON-PROFIT - DEVOTE 15 HOURS PER MONTH, ALL DURING TRADING HOURS. 4) REAL ESTATE LICENSEE - 303 N Stadium Blvd, Suite 200, Columbia, MO 65203 - MAINTAINS A VALID REAL ESTATE LICENSE - NOT AFFILIATED WITH A REAL ESTATE BROKER NOR PERFORM REAL ESTATE TRANSACTIONS - START DATE 2/1987 - NOT INVESTMENT-RELATED - 0 HOURS DEVOTED PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-09

Other Names

• Rick Bavetz
• Richard Allen Bavetz
• Richard Allen Bavetz