Sean Christopher Rooney

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-06-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Allentown	PA	06/2016	01/2017
Charles Schwab Bank	Allentown	PA	06/2016	01/2017
Edward Jones	St Louis	MO	01/2017	09/2018
Prudential Insurance Company Of America	Scranton	PA	09/2018	12/2019
Prudential Investment Management Services Llc	Scranton	PA	07/2019	12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wilkes Barre	PA	12/2019	05/2021
Bank Of America, N.A	Wilkes Barre	PA	01/2020	05/2021
Pnc Investments	Pittsburgh	PA	05/2021	Present

06/2016 → 01/2017

Charles Schwab & Co., Inc.

Allentown, PA
06/2016 → 01/2017

Charles Schwab Bank

Allentown, PA
01/2017 → 09/2018

Edward Jones

St Louis, MO
09/2018 → 12/2019

Prudential Insurance Company Of America

Scranton, PA
07/2019 → 12/2019

Prudential Investment Management Services Llc

Scranton, PA
12/2019 → 05/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilkes Barre, PA
01/2020 → 05/2021

Bank Of America, N.A

Wilkes Barre, PA
05/2021 → Present

Pnc Investments

Pittsburgh, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-15
S63	Uniform Securities Agent State Law Examination	2015-12-04

Other Firms