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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-02-06 |
Branch Locations
7 North St Ste 12, Litchfield, CT 06759 • United States
835 Straits Tpke Ste A, Middlebury, CT 06762 • United States
Naugatuck, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Shelton | CT | 07/2017 | 12/2018 |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 07/2017 | 12/2018 |
| Barnum Financial Group | Shelton | CT | 04/2017 | 12/2018 |
| Connecticut Children's Medical Center | Hartford | CT | 02/2016 | 04/2017 |
| Ameriprise Financial Services, Inc | Middlebury | CT | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Middlebury | CT | 03/2020 | Present |
Outside Employment; Honey Badger Management, LLC; One in the same with Ameriprise employment; Manage advisory business; 835 Straits Tpke, Ste A, , Middlebury, CT, 06762; Investment-Related; 01/02/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-28 |
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