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Mario Popaj

Wells Fargo Clearing Services, LLC

Port Huron, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-12-13
TX RA APPROVED 2018-12-13
  • MI RA
    APPROVED
    Since 2018-12-13
  • TX RA
    APPROVED
    Since 2018-12-13

Branch Locations

522 Huron Ave, Port Huron, MI 48060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakland University Rochester MI 08/2014 12/2016
J.P. Morgan Securities Llc Rochester Hills NY 10/2015 09/2018
Wells Fargo Clearing Services Llc Port Huron MI 09/2018 Present
  • 08/2014 → 12/2016
    Oakland University
    Rochester, MI
  • 10/2015 → 09/2018
    J.P. Morgan Securities Llc
    Rochester Hills, NY
  • 09/2018 → Present
    Wells Fargo Clearing Services Llc
    Port Huron, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
S63 Uniform Securities Agent State Law Examination 2015-10-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
  • S63 Uniform Securities Agent State Law Examination
    2015-10-13

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Port Huron, MI
EDWARD JONES · PORT HURON, MI
ALLSTATE FINANCIAL ADVISORS, LLC · Port Huron, MI
OPPENHEIMER & CO. INC. · PORT HURON, MI
EQUITABLE ADVISORS, LLC · PORT HURON, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Port Huron, MI
MARINER INDEPENDENT · Port Huron, MI
EQUITABLE ADVISORS, LLC · PORT HURON, MI

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