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Gavin Thomas Compton

Geneos Wealth Management, Inc.

Pueblo, CO

Monument, CO

CRD 6488976

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Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-26
NM RA APPROVED 2026-01-23
FL RA APPROVED 2023-12-07
AZ RA APPROVED 2023-12-06
CO RA APPROVED 2019-02-22
  • TX RA
    APPROVED_RES
    Since 2026-01-26
  • NM RA
    APPROVED
    Since 2026-01-23
  • FL RA
    APPROVED
    Since 2023-12-07
  • AZ RA
    APPROVED
    Since 2023-12-06
  • CO RA
    APPROVED
    Since 2019-02-22

Branch Locations

1303 Fortino Blvd Suite D, Pueblo, CO 81008 • United States

16055 Old Forest Pt Suite 103, Monument, CO 80132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James F. Poole And Associates Pueblo CO 05/2015 02/2019
Fsc Securities Corp Atlanta GA 09/2016 02/2019
Geneos Wealth Management Inc Pueblo CO 02/2019 Present
Colorado Financial Strategies Group Pueblo CO 02/2019 Present
  • 05/2015 → 02/2019
    James F. Poole And Associates
    Pueblo, CO
  • 09/2016 → 02/2019
    Fsc Securities Corp
    Atlanta, GA
  • 02/2019 → Present
    Pueblo, CO
  • 02/2019 → Present
    Colorado Financial Strategies Group
    Pueblo, CO
Previous Registrations
  • 2017-03-24 → 2019-02-26
    Fsc Securities Corporation
    Pueblo, CO
Other Businesses

1)DBA: COLORADO FINANCIAL STRATEGIES GROUP - non investment related business located at branch locations. 2) DESERT HAWK GOLF COURSE:POSITION: Maintenance Assistant - mowing greens and conditioning the course. 05/06/2017 ADDRESS: 251 S McCulloch Blvd, Pueblo West CO 81007. 3) FIXED INSURANCE SALES - independent rep with various insurance carriers for fixed insurance business. 4) GC HOLDINGS LLC-REAL ESTATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-23
  • S66 Uniform Combined State Law Examination
    2017-03-23

View on SEC IAPD

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