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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-08-05 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| OH | RA | APPROVED | 2017-12-05 |
| CA | RA | APPROVED | 2014-07-01 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Centerville | OH | 06/2009 | 11/2016 |
| Morgan Stanley | Indianapolis | IN | 11/2016 | Present |
*678683- Park Lane Jewelry (Jewels by Park Lane, INC); Investment related-Yes; Schaumburg, Illinois; Retail/Online Stores; Stylist (proprietor, partner, officer, director, employee, trustee, agent); 02/2026; During business hours: 0; After business hours: 5; Sales/Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-13 |
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