Alexander Anthony Dall

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 11/2017 → 09/2018
  Sapien Financial Llc
  Indianapolis, IN
• 07/2016 → 01/2018
  Capital Group Companies
  Norfolk, VA
• 11/2018 → Present
  Bank Of America, N.A.
  Indianapolis, IN

Other Businesses

I*1705280, Entity Type, Name of OBA:EXTENSIONS BY LYDIA, LLC, Address:Carmel, Indiana, 46032, Investment Related: No, Position, Title, Association: Employee Start Date: No Hours: No Hours during trading: Duties:No responsibilities I* 1705280 For profit or not for profit: Entity For Profit Name of outside business organization: EXTENSIONS BY, LLC Investment related: no Address of business: Carmel, IN, 46032 Nature of business: Limited Liability Company Position, title, association: Other Start date of relationship: 09/06/2022 Number of hours devoted: 0 yearly Number of hours devoted during trading hours: 0 Duties: Extensions by, LLC is my wifes LLC company as she is a hairstylist and uses the LLC to file taxes. I do nothing for the LLC and will not ever get paid or do any services for the company. When Lydia set up the LLC she put me as a registered agent type (I was not aware) because at the time I was the sole owner of the house/mortgage and she needed to input an address for the company so she thought she needed to list myself. I've attached the Articles of Organization for the company.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-01

Other Names

• Alexander Anthony Dall
• Alexander Dall