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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2011-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2004 | Present |
| Northwestern Mutual Investment Services, Llc | Parkersburg | WV | 11/2004 | Present |
| Northwestern Mutual Investment Services, Llc | Parkersburg | WV | 03/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2009 | Present |
| Wolf Creek Local School District | Waterford | OH | 10/2024 | Present |
1)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2)100% OWNER, CCL PROPERTIES, LLC, INVESTMENT PROPERTY, START DATE: 2/25/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/LANDLORD. INVESTMENT RELATED. 3. FINANCE COMMITTEE MEMBER, ST. JOHN'S THE BAPTIST CATHOLIC CHURCH, 17784 OH-676, MARIETTA, , OHIO, 45750, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/1/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE 4. 50% OWNER, WRCF PROPERTIES, LLC INVESTMENT PROPERTY, START DATE: 07/17/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY MANAGEMENT. INVESTMENT RELATED. 5. 100% Owner, Lang EE Group Holdings. Investment Related. BUSINESS OWNERSHIP/SELF EMPLOYED MD/DD DISTRICT AGENT LEGAL ENTITY, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 01/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 100% CONTROL OF THE BUSINESS ENTITY TO DIRECT OR CAUSE THE DIRECTION OF THE MANAGEMENT POLICIES OF THE BUSINESS ENTITY THROUGH THE ABILITY TO EXERCISE VOTING POWER, BY CONTRACT OR OTHERWISE 6. 50% OWNER, LS REAL ESTATE, LLC, LEGAL ENTITY, INVESTMENT RELATED,START DATE: 10/13/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 50% OWNERSHIP OF PROPERTY 7. BASKETBALL COACH, WOLF CREEK LOCAL SCHOOL DISTRICT, 330 MAIN ST, WATERFORD, , OHIO, 45786, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 10/15/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSISTANT BOYS BASKETBALL COACH 8. OWNER, UNIFY PARTNERS, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-08 |
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