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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2011-03-25
  • WV RA
    APPROVED
    Since 2011-03-25

Branch Locations

2519 Ohio Ave, Parkersburg, WV 26101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2004 Present
Northwestern Mutual Investment Services, Llc Parkersburg WV 11/2004 Present
Northwestern Mutual Investment Services, Llc Parkersburg WV 03/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2009 Present
Wolf Creek Local School District Waterford OH 10/2024 Present
Other Businesses

1)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2)100% OWNER, CCL PROPERTIES, LLC, INVESTMENT PROPERTY, START DATE: 2/25/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/LANDLORD. INVESTMENT RELATED. 3. FINANCE COMMITTEE MEMBER, ST. JOHN'S THE BAPTIST CATHOLIC CHURCH, 17784 OH-676, MARIETTA, , OHIO, 45750, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/1/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE 4. 50% OWNER, WRCF PROPERTIES, LLC INVESTMENT PROPERTY, START DATE: 07/17/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY MANAGEMENT. INVESTMENT RELATED. 5. 100% Owner, Lang EE Group Holdings. Investment Related. BUSINESS OWNERSHIP/SELF EMPLOYED MD/DD DISTRICT AGENT LEGAL ENTITY, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 01/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 100% CONTROL OF THE BUSINESS ENTITY TO DIRECT OR CAUSE THE DIRECTION OF THE MANAGEMENT POLICIES OF THE BUSINESS ENTITY THROUGH THE ABILITY TO EXERCISE VOTING POWER, BY CONTRACT OR OTHERWISE 6. 50% OWNER, LS REAL ESTATE, LLC, LEGAL ENTITY, INVESTMENT RELATED,START DATE: 10/13/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 50% OWNERSHIP OF PROPERTY 7. BASKETBALL COACH, WOLF CREEK LOCAL SCHOOL DISTRICT, 330 MAIN ST, WATERFORD, , OHIO, 45786, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 10/15/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSISTANT BOYS BASKETBALL COACH 8. OWNER, UNIFY PARTNERS, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-21
S63 Uniform Securities Agent State Law Examination 2005-01-08
  • S66 Uniform Combined State Law Examination
    2011-03-21
  • S63 Uniform Securities Agent State Law Examination
    2005-01-08

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