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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-08 |
| OR | RA | APPROVED | 2017-04-13 |
| WA | RA | APPROVED | 2017-04-13 |
Branch Locations
1300 Sw 5Th Ave 15Th Fl [Oo-Rbo], Portland, OR 97201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portland | OR | 08/2016 | 11/2016 |
| Wells Fargo Bank, Na | Portland | OR | 08/2016 | Present |
| Wells Fargo Clearing Services, Llc | Portland | OR | 11/2016 | Present |
PORTLAND BASKETBALL OFFICIALS ASSOCIATION, NOT INV RELATED, PORTLAND, OR, REFEREE, START: 11/3/2017, 20 HOURS PER MONTH/0 DURING TRADING, DUTIES: OFFICIATE HIGH SCHOOL BASKETBALL GAMES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-28 |
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