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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-03 |
| UT | RA | APPROVED | 2021-08-03 |
| WA | RA | APPROVED | 2016-10-26 |
Branch Locations
723 Broadway E Ste A, Seattle, WA 98102-4607 • United States
North Salt Lake, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 05/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Business Ownership; CX, LLC; Business owner as part of partial practice sale and succession planning.; LLC for accounting purposes as part of succession plan.; 723 Broadway E, Suite A, , Seattle, WA, 98102; Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-30 |
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