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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-05-09 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc | Louisville | KY | 03/2015 | 04/2024 |
| Fifth Third Bank | Louisville | KY | 04/2011 | 04/2024 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-02 |
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