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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-07-06 |
Branch Locations
1600 Center Ave, Bay City, MI 48708 • United States
3750 Fortune Blvd., Saginaw, MI 48603 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Saginaw | MI | 06/2015 | 07/2020 |
| Thrivent Financial | Appleton | WI | 09/2015 | 07/2020 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2020 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2) ZACHARY MOULTON, 4600 FASHION SQUARE BLVD, SAGINAW, MI, 07/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO, 4 HR/MO TRADING. 3) SAGINAW CHAMBER OF COMMERCE, 515 N WASHINGTON AVE, SAGINAW, MI, 01/2020, COMMITTEE MEMBER, NIR, 10 HR/MO, 4 HR/MO TRADING. 4) RETIREMENT AND WEALTH STRATEGIES, 28555 ORCHARD LAKE RD, FARMINGTON HILLS, MI, 07/2020, DBA, INV REL, 160 HR/MO, 7 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-07 |
| S66 | Uniform Combined State Law Examination | 2020-05-19 |
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