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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-29
  • CA RA
    APPROVED
    Since 2022-06-29

Branch Locations

3605 Alamo St, Simi Valley, CA 93063 • United States

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Action Vc Camarillo CA 01/2020 07/2022
Action Vc Camarillo CA 04/2017 01/2021
Global Entertainment Securities Westlake Village CA 11/2016 04/2017
Channel Islands Caregivers Camarillo CA 09/2016 11/2016
Waddell & Reed Financial Advisors Seattle WA 03/2015 09/2016
Thrivent Investment Management Inc Simi Valley CA 03/2022 Present
Thrivent Financial Appleton WI 08/2022 12/2022
Thrivent Financial Appleton WI 12/2022 Present
  • 01/2020 → 07/2022
    Action Vc
    Camarillo, CA
  • 04/2017 → 01/2021
    Action Vc
    Camarillo, CA
  • 11/2016 → 04/2017
    Global Entertainment Securities
    Westlake Village, CA
  • 09/2016 → 11/2016
    Channel Islands Caregivers
    Camarillo, CA
  • 03/2015 → 09/2016
    Waddell & Reed Financial Advisors
    Seattle, WA
  • 03/2022 → Present
    Simi Valley, CA
  • 08/2022 → 12/2022
    Thrivent Financial
    Appleton, WI
  • 12/2022 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

JEFITA DESIGN CO. POSITION: Owner/Seller NATURE: Jefita Design Co. is an Etsy business where I make and sell digital art prints. I made around 20 prints last year, and listed them on Etsy for people to download and print it off as art. The business is passive, I only need to check my sales and re-list the products once a year. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 1673 E Avenida De Las Flores, Thousand Oaks CA 91362, United States DESCRIPTION: Very occasionally I upload new designs on the Etsy seller platform, but this only takes around 30 minutes to an hour. Once the print is uploaded there is nothing else to do, everything is automatic on Etsy's end.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-28
  • S66 Uniform Combined State Law Examination
    2022-06-28
Other Names
  • Natalie Ruth Pavia

View on SEC IAPD

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