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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-23 |
| OH | RA | APPROVED | 2021-09-22 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc. | Cincinnati | OH | 04/2015 | 06/2018 |
| Fifth Third Bank | Cincinnati | OH | 06/2018 | 12/2020 |
| Fifth Third Securities | Cincinnati | OH | 01/2020 | 12/2020 |
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 09/2021 | Present |
| Fifth Third Private Bank | Cincinnati | OH | 12/2020 | 09/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2021 | Present |
*457196 - ARC Cincinnati LLC; Investment related - Yes; Blue Ash, Ohio; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2019; During business hours: 0; After business hours: 0; Property Management, Accounting/Bookkeeping, Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-26 |
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