Guillermo Carlos Lopez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 07/2019
  Edward Jones
  St Louis, MO
• 07/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Paso, TX
• 08/2019 → Present
  Bank Of America, N. A.
  El Paso, TX

Previous Registrations

• 2016-08-18 → 2019-07-29
  Edward Jones
  Roswell, NM
  El Paso, TX
  St Louis, MO
  Roswell, NM
  Roswell, NM

Other Businesses

I*136690 For profit or not for profit: For-Profit Organization Name of outside business organization: LOHI Holdings LLC Investment related: Y Address of business: El Paso, Texas 79902 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 4/1/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The purpose of the LLC is to capture income from a private investment. Under the advice of my CPA, opening an LLC and allowing it to receive the income will result in a more favorable tax situation instead of receiving the income directly.

Exams

• S66 Uniform Combined State Law Examination
  2016-08-15

Other Names

• Guillermo Carlos Lopez
• Guillermo Lopez