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Courtney Leigh Walker

Sage Advisory Services Ltd Co

Austin, TX

Riverview, FL

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Current Employers
Sage Advisory Services Ltd Co

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-16
TX RA APPROVED_RES 2022-05-05
  • FL RA
    APPROVED
    Since 2022-09-16
  • TX RA
    APPROVED_RES
    Since 2022-05-05

Branch Locations

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Riverview, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eagle Fund Distributors St Petersburg FL 06/2016 08/2019
Raymond James & Associates Saint Petersburg FL 08/2019 04/2022
Sage Advisory Services, Ltd Co. Austin TX 04/2022 Present
  • 06/2016 → 08/2019
    Eagle Fund Distributors
    St Petersburg, FL
  • 08/2019 → 04/2022
    Raymond James & Associates
    Saint Petersburg, FL
  • 04/2022 → Present
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-29
S66 Uniform Combined State Law Examination 2017-04-10
  • S65 Uniform Investment Adviser Law Examination
    2022-08-29
  • S66 Uniform Combined State Law Examination
    2017-04-10
Other Names
  • Courtney Leigh Connolly
  • Courtney Leigh Dawson

View on SEC IAPD

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