Francisco Prieto

Employer firm

Frost Investment Services CRD 286129

$3.67B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 01/2017
  Massachusetts Mutual Life Insurance Company
  Enfield, CT
• 05/2015 → 01/2017
  Mml Distributors, Llc
  Enfield, CT
• 06/2017 → 08/2017
  Unemployed
  Homestead, FL
• 09/2017 → 06/2018
  Valic Financial Advisors, Inc.
  Miami, FL
• 05/2016 → 05/2017
  Asnuntuck College
  Enfield, CT
• 06/2018 → 04/2021
  Jpmorgan Chase Bank, N.A.
  Pinecrest, FL
• 06/2018 → 04/2021
  J.P. Morgan Securities Llc
  Pinecrest, FL
• 04/2021 → Present
  Frost Brokerage Services
  Dallas, TX
• 04/2021 → Present
  Frost Bank
  Dallas, TX

Previous Registrations

• 2021-06-04 → 2021-12-31
  Frost Investment Services
  Dallas, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-03-05

Other Names

• Francisco Prieto
• Francisco M Prieto
• Francisco Manuel Prieto