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Katherine Caplinger

Strategic Advisers LLC

Austin, TX

Austin, TX

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

11501 Alterra Pkwy Ste 115 & 550, Austin, TX 78758-3201 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc. Boston MA 09/2015 09/2019
Ameriprise Financial Services, Inc Hurst TX 09/2019 11/2022
Charles Schwab & Co., Inc. Austin TX 11/2022 08/2024
Charles Schwab Bank, Ssb Austin TX 11/2022 08/2024
Fidelity Investments Austin TX 08/2024 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2015 → 09/2019
    Mfs Fund Distributors, Inc.
    Boston, MA
  • 09/2019 → 11/2022
    Ameriprise Financial Services, Inc
    Hurst, TX
  • 11/2022 → 08/2024
    Charles Schwab & Co., Inc.
    Austin, TX
  • 11/2022 → 08/2024
    Charles Schwab Bank, Ssb
    Austin, TX
  • 08/2024 → Present
    Fidelity Investments
    Austin, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-18
  • S63 Uniform Securities Agent State Law Examination
    2015-06-18
Designations
Other Names
  • Katherine Caplinger
  • Katie Caplinger
  • Katherine Blaine Caplinger

View on SEC IAPD

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Other Investors

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ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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