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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-16 |
Branch Locations
700 Highlander Blvd Ste 335, Arlington, TX 76015-4330 • United States
2201 N Central Expy Ste 178, Richardson, TX 75080 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Dallas | TX | 09/2004 | 07/2021 |
| Morgan Stanley Smith Barney | Dallas | TX | 06/2009 | 07/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2021 |
| Ameriprise Financial Services Llc | Arlington | TX | 07/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 07/2021 |
Outside Employment; certainty of uncertainty, llc; employee of legal entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 10/01/2022; 60 hours per month; 60 during trading hours. Other Business Activities; JYM Supplement Science; Fitness Mentor; 31324 Via Colinas #106, , Westlake Village, CA, 91362; Not Investment-Related; 10/14/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 2004-12-21 |
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