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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-03-31 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 06/2008 | Present |
| Keystone Financial Group, Llc | Lexington | KY | 01/2014 | Present |
1) 04/18/2008 - Keystone Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2) 04/21/2010 - Keystone Properties - Real Estate Rental - INV REL - At Reported Business Location(s) - 1 property - 5% TIME SPENT 3) 05/03/2010 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - At Reported Business Location(s) - I have a life insurance specialist and a Health insurance specialist I use occasionally with clients that need specialized service in these areas. - 25% TIME SPENT 4) 04/25/2014 - Keystone Financial Group - Registered Investment Advisor - (Hybrid) Keystone Financial Group - INV REL - At Reported Business Location(s) - 50% TIME SPENT 5) 11/14/2014 - No Business Name - Non-Variable Insurance - INV REL - Start 11/01/2011 - 535 Wellington Way, suite 360 Lexington KY 40503. 859-317-8316 - I have a life insurance specialist and a Health insurance specialist I use occasionally with clients that need specialized service in these areas. - 10 Hr/Mo; 5 During Secs Trdg Hrs - non variable insurance 6) 10/30/2015 - Timothy S Jenkins inc - Business Entity For Tax/Investment Purposes Only - INV REL - Start 06/04/2008 - 535 Wellington Way - LPL Commission, RIA fees, and all business expenses associated with being a FA - No Time Spent - Business Entity For Tax/Investment Purposes Only - Timothy S Jenkins inc 7) 09/13/2019 - Commonwealth Soccer Club - Not investment related - Lexington, KY - Coach - start date:08/06/2019 - 24 hrs/mo - 0 hrs during trading - coaching a U9 girls soccer club. 8) 11/27/2023 - Lexington Sporting Club - Outside/W-2 Employment - Coach/Director - Not Investment Related - Lexington, KY - Start Date 08/01/2022 - 24 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-12 |
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