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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-13 |
| CA | RA | APPROVED | 2021-01-08 |
Branch Locations
821 Marina Village Pkwy, Alameda, CA 94501 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
2260 Otis Dr, Alameda, CA 94501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Alameda | CA | 04/2015 | 11/2016 |
| Wells Fargo Bank, Na | Alameda | CA | 08/2013 | Present |
| Wells Fargo Clearing Services, Llc | Alameda | CA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; TRACY, CA; 100% OWNERSHIP; START DATE 12/01/2015; NO TIME DEVOTED; LANDLORD RENTAL PROPERTY, INVT RELATED, SAN LORENZO, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 4/24/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-17 |
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