Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-02
  • TX RA
    APPROVED
    Since 2015-09-02

Branch Locations

36 W Beauregard Ave, San Angelo, TX 76903 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Angelo TX 04/2015 11/2016
Wells Fargo Bank, Na San Angelo TX 08/2005 Present
Wells Fargo Clearing Services, Llc San Angelo TX 11/2016 Present
  • 04/2015 → 11/2016
    Wells Fargo Advisors, Llc
    San Angelo, TX
  • 08/2005 → Present
    Wells Fargo Bank, Na
    San Angelo, TX
  • 11/2016 → Present
    San Angelo, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-02
S63 Uniform Securities Agent State Law Examination 2015-07-22
  • S65 Uniform Investment Adviser Law Examination
    2015-09-02
  • S63 Uniform Securities Agent State Law Examination
    2015-07-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Angelo, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor