Michael Jacob Thomas

Current Employers

Rlb Financial

2530 S. Campbell Suite I, #130, Springfield, MO 65807 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-09-18

CA RA
APPROVED

Since 2018-09-18

Branch Locations

1547 Palma Drive, Ventura, CA 93003 • United States

2530 S. Campbell Suite I, #130, Springfield, MO 65807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Miller And Co. Llp	Woodland Hills	CA	01/2007	Present
1St Global Capital Corp.	Woodland Hills	CA	09/2015	09/2018
1St Global Advisors, Inc.	Woodland Hills	CA	09/2015	09/2018
Rbl Financial, Llc	Northridge	CA	09/2018	Present

01/2007 → Present

Miller And Co. Llp

Woodland Hills, CA
09/2015 → 09/2018

1St Global Capital Corp.

Woodland Hills, CA
09/2015 → 09/2018

1St Global Advisors, Inc.

Woodland Hills, CA
09/2018 → Present

Rbl Financial, Llc

Northridge, CA

Previous Registrations

2015-09-24 → 2018-09-17

1St Global Advisors Inc

Woodland Hills, CA

Other Businesses

Miller and Co. LLP; 21700 Oxnard St, Suite 1250, Woodland Hills, CA 91367; Investment related: No; CPA Firm; Partner; 01/2007; Approximately 168 hours a month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-24

S66 Uniform Combined State Law Examination

2015-09-24

Other Names

Mike Thomas

View on SEC IAPD

Current Employers

Rlb Financial

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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