James Parker Ek

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2018
  Gwfs Equities, Inc.
  Andover, MA
• 04/2018 → 06/2019
  Natixis Investment Managers
  Boston, MA
• 08/2019 → 08/2020
  Citizens Securities, Inc.
  South Boston, MA
• 08/2020 → Present
  Gwfs Equities, Inc
  Andover, MA

Previous Registrations

• 2019-11-05 → 2020-09-03
  Citizens Securities, Inc.
  Burlington, MA
  South Boston, MA
  Woburn, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-08
• S63 Uniform Securities Agent State Law Examination
  2016-01-22