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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-04-06 |
Branch Locations
3 Pointe Drive Suite 111, Brea, CA 92821 • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Psm Private Wealth Management, Llc | Brea | CA | 04/2015 | Present |
| Kestra Investment Services | Brea | CA | 04/2015 | Present |
| Kestra Private Wealth Services | Brea | CA | 04/2015 | Present |
Business Name: J.C. WEST & ASSOCIATES INC Investment Related: Yes Address: 3 POINTE DRIVE SUITE 111 BREA CA 92840 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: EXECUTIVE ASSISTANT Start Date: 4/23/2015 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: CLERICAL/ADMINISTRATIVE SERVICES Business Name: California Wealth Transitions Investment Related: Yes Address: 3 Pointe Drive, Suite 111 Brea CA 92821 Nature of Business: Registered Field Assistant Position, Title or Relationship: Assistant Start Date: 2/12/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Administrative Business Name: Christina Hospedales Investment Related: No Address: 3 Pointe Drive, Suite 111 Brea CA 92821 Nature of Business: Other Other/None of the Above None Position, Title or Relationship: Notary Start Date: 9/6/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Perform notary services. Business Name: BondStreet Investment Related: Yes Address: 3 Pointe Drive, Suite 111 Brea CA 92821 Nature of Business: Registered Field Assistant Position, Title or Relationship: Assistant Start Date: 5/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: limited assistant/back-up help Business Name: AMERICAN WEALTH MANAGEMENT POSITION: Client Service Associate NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 12/07/2022 ADDRESS: 3 Pointe Drive Suite 111, Brea CA 92821 DESCRIPTION: Registered Assistant to Thomas Davis, financial advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-03 |
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