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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-12-22 |
| TX | RA | APPROVED | 2020-12-16 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Southern | San Diego | CA | 08/2015 | 12/2016 |
| W&S Brokerage Services | Cincinnati | OH | 09/2015 | 12/2016 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2017 | Present |
| San Diego State University | San Diego | CA | 05/2012 | 12/2016 |
| San Diego Miramar College | San Diego | CA | 06/1995 | 05/2017 |
| Self-Employed | Scottsdale | AZ | 02/2020 | 02/2023 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2017 | Present |
| Vangaurd Advisers, Inc. | Scottsdale | AZ | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-22 |
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