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Nicholas Charles Newell

Mcf Advisors, LLC

Lexington, KY

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Current Employers
Mcf Advisors, Llc

333 West Vine Street 12Th Floor, Lexington, KY 40507 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-04-04
  • KY RA
    APPROVED
    Since 2017-04-04

Branch Locations

333 West Vine Street 12Th Floor, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 04/2015 02/2017
Mcf Advisors Llc Covington KY 03/2017 Present
  • 04/2015 → 02/2017
    Fidelity Brokerage Services Llc
    Covington, KY
  • 03/2017 → Present
    Mcf Advisors Llc
    Covington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-04
S63 Uniform Securities Agent State Law Examination 2015-06-08
  • S65 Uniform Investment Adviser Law Examination
    2017-04-04
  • S63 Uniform Securities Agent State Law Examination
    2015-06-08

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
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EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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