Inactive

Nicholas Charles Newell

Mcf Advisors, LLC

CRD 6482559

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Employer firm

Mcf Advisors, LLC CRD 130372

$4.68B regulatory AUM 2 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mcf Advisors, Llc

333 West Vine Street 12Th Floor, Lexington, KY 40507 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2017-04-04

KY RA
APPROVED

Since 2017-04-04

Branch Locations

333 West Vine Street 12Th Floor, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Covington	KY	04/2015	02/2017
Mcf Advisors Llc	Covington	KY	03/2017	Present

04/2015 → 02/2017

Fidelity Brokerage Services Llc

Covington, KY
03/2017 → Present

Mcf Advisors Llc

Covington, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-04
S63	Uniform Securities Agent State Law Examination	2015-06-08

S65 Uniform Investment Adviser Law Examination

2017-04-04
S63 Uniform Securities Agent State Law Examination

2015-06-08

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

LPL FINANCIAL LLC

Nearby Investors

MICHAEL JAMES BROWNELL

JASON CHRISTOPHER GRESHAM

JAMES CARL GRAY

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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