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6735 Vistagreen Way Suite 110, Rockford, IL 61107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-11-06 |
Branch Locations
6735 Vistagreen Way Suite 110, Rockford, IL 61107 • United States
300 South Tryon Street Suite 300, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 12/2013 | 05/2019 |
| London Stock Exchange Group | Fort Mill | SC | 06/2019 | 10/2020 |
| Rsm Us Wealth Management Llc | Charlotte | NC | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-04-09 |
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