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Samuel John Laidig

Ubs Financial Services Inc.

Phoenix, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-06
  • TX RA
    APPROVED
    Since 2024-06-06

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Quality Logistics, Llc South Bend IN 05/2016 05/2017
Rink Printing Company South Bend IN 05/2017 05/2018
Keystone Insurers Group, Inc Mishawaka IN 06/2018 06/2022
Ubs Financial Services Inc. Phoenix AZ 06/2022 Present
  • 05/2016 → 05/2017
    Total Quality Logistics, Llc
    South Bend, IN
  • 05/2017 → 05/2018
    Rink Printing Company
    South Bend, IN
  • 06/2018 → 06/2022
    Keystone Insurers Group, Inc
    Mishawaka, IN
  • 06/2022 → Present
    Ubs Financial Services Inc.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-09
  • S66 Uniform Combined State Law Examination
    2023-06-09

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
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