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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-09 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
Aurora, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 04/2015 | 04/2020 |
| Tiaa | Denver | CO | 04/2015 | 04/2020 |
| Robinhood Financial, Llc | Denver | CO | 04/2020 | 11/2022 |
| Robinhood Markets, Inc | Denver | CO | 06/2022 | 11/2022 |
| Raymond James & Associates, Inc. | Denver | CO | 11/2022 | Present |
| Raymond James Financial Services, Inc. | Denver | CO | 11/2022 | Present |
| Stadium Management Company, Llc (Denver Broncos) | Denver | CO | 09/2023 | Present |
| City And County Of Denver | Denver | CO | 12/2023 | Present |
(1)Name of Business: 3009 Cherry Street LLC Address: 24542 E. 38th Avenue, Aurora, CO, 80019, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/20/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: City and County of Denver Address: 201 West Colfax Avenue 1st Floor, Denver, CO, 80202, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 12/14/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Denver Parks and Recreation None-Certified Sports Official. I referee games and coach. (3)Name of Business: Stadium Management Company, LLC (Denver Broncos) Address: 1701 Bryant Street, Denver, CO, 80204, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 09/09/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Guest Relations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-10 |
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