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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-09
  • CO RA
    APPROVED
    Since 2023-08-09

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 04/2015 04/2020
Tiaa Denver CO 04/2015 04/2020
Robinhood Financial, Llc Denver CO 04/2020 11/2022
Robinhood Markets, Inc Denver CO 06/2022 11/2022
Raymond James & Associates, Inc. Denver CO 11/2022 Present
Raymond James Financial Services, Inc. Denver CO 11/2022 Present
Stadium Management Company, Llc (Denver Broncos) Denver CO 09/2023 Present
City And County Of Denver Denver CO 12/2023 Present
  • 04/2015 → 04/2020
    Denver, CO
  • 04/2015 → 04/2020
    Tiaa
    Denver, CO
  • 04/2020 → 11/2022
    Robinhood Financial, Llc
    Denver, CO
  • 06/2022 → 11/2022
    Robinhood Markets, Inc
    Denver, CO
  • 11/2022 → Present
    Denver, CO
  • 11/2022 → Present
    Raymond James Financial Services, Inc.
    Denver, CO
  • 09/2023 → Present
    Stadium Management Company, Llc (Denver Broncos)
    Denver, CO
  • 12/2023 → Present
    City And County Of Denver
    Denver, CO
Previous Registrations
Other Businesses

(1)Name of Business: 3009 Cherry Street LLC Address: 24542 E. 38th Avenue, Aurora, CO, 80019, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/20/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: City and County of Denver Address: 201 West Colfax Avenue 1st Floor, Denver, CO, 80202, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 12/14/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Denver Parks and Recreation None-Certified Sports Official. I referee games and coach. (3)Name of Business: Stadium Management Company, LLC (Denver Broncos) Address: 1701 Bryant Street, Denver, CO, 80204, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 09/09/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Guest Relations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-12
S63 Uniform Securities Agent State Law Examination 2015-07-10
  • S66 Uniform Combined State Law Examination
    2023-05-12
  • S63 Uniform Securities Agent State Law Examination
    2015-07-10
Other Names
  • Hal Anderson
  • Hal Ingram Anderson
  • Hal I Anderson

View on SEC IAPD

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