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Chase Dulitz

Fisher Investments

Tampa, FL

Plano, TX

CRD 6482140

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-17
FL RA APPROVED 2022-02-16
  • TX RA
    APPROVED
    Since 2023-07-17
  • FL RA
    APPROVED
    Since 2022-02-16

Branch Locations

3109 W Dr. Martin Luther King Jr. Blvd Suite 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Lakewood Ranch FL 08/2016 05/2017
Wells Fargo Clearing Services, Llc Lakewood Ranch FL 09/2016 05/2017
J.P. Morgan Securities Llc Sarasota FL 05/2017 12/2018
Jpmorgan Chase Bank, N.A. Sarasota FL 05/2017 12/2018
Jpmorgan Chase Bank, N.A. Sarasota FL 12/2019 10/2021
J.P. Morgan Securities Llc Sarasota FL 12/2019 10/2021
Bmo Financial Group Sarasota FL 12/2018 12/2019
Fisher Investments Tampa FL 10/2021 Present
  • 08/2016 → 05/2017
    Wells Fargo Bank, N.A.
    Lakewood Ranch, FL
  • 09/2016 → 05/2017
    Wells Fargo Clearing Services, Llc
    Lakewood Ranch, FL
  • 05/2017 → 12/2018
    J.P. Morgan Securities Llc
    Sarasota, FL
  • 05/2017 → 12/2018
    Jpmorgan Chase Bank, N.A.
    Sarasota, FL
  • 12/2019 → 10/2021
    Jpmorgan Chase Bank, N.A.
    Sarasota, FL
  • 12/2019 → 10/2021
    J.P. Morgan Securities Llc
    Sarasota, FL
  • 12/2018 → 12/2019
    Bmo Financial Group
    Sarasota, FL
  • 10/2021 → Present
    Fisher Investments
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-09
S63 Uniform Securities Agent State Law Examination 2015-07-02
  • S65 Uniform Investment Adviser Law Examination
    2022-02-09
  • S63 Uniform Securities Agent State Law Examination
    2015-07-02
Other Names
  • Chase Dulitz
  • Chase Spencer Dulitz

View on SEC IAPD

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