Michael John Smith

Current Employers

Employment History

• 03/2016 → Present
  Valic Financial Advisors, Inc.
  Bota Racon, FL
• 12/2022 → Present
  Agia
  Houston, TX

Previous Registrations

• 2015-04-16 → 2016-03-28
  Hsbc Securities (Usa) Inc.
  Brooklyn, NY
  Rego Park, NY
  Forest Hills, NY
  Flushing, NY
  Flushing, NY
• 2010-08-30 → 2013-02-11
  Seelaus Asset Management, Llc
  Chatham, NJ
• 2008-06-23 → 2010-08-17
  Chase Investment Services Corp.
  New York, NY
  New York, NY
  New York, NY
  Jamaica Estates, NY

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-15
• S63 Uniform Securities Agent State Law Examination
  2004-11-22