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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-30 |
| PA | RA | APPROVED | 2015-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilkes-Barre | PA | 04/2015 | Present |
| Bank Of America, N.A. | Wilkes-Barre | PA | 06/2015 | Present |
I*103323 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CODY JUDE BARRASSE FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: SCRANTON, PENNSYLVANIA 18509 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/13/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE NATURE AND PURPOSE OF THE ENTITY IS TO REMEMBER THE LIFE OF CODY JUDE BARRASSE, RAISE FUNDS TO AWARD A SCHOLARSHIP TO AN UNDERPRIVELEDGED I*1147255 For profit or not for profit: Entity Charitable Name of outside business organization: St. Joseph's Center Foundation Board Investment related: N Address of business: Scranton, Pennsylvania, 18509 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 2/15/2023 Number of hours devoted: 25 hour(s) Monthly Number of hours devoted during trading hours: 8 Duties: , Saint Josephs Center strives to provide individuals and families who have special needs the opportunity to develop tehir abilities and potential to the fullest extent possible. They do this through residential, community, and home based services, outpatient therapy, maternity, family and adoption services. Support the vision and promote the mission as well as attend the activities and try to help fundraise
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-20 |
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