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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-30
PA RA APPROVED 2015-08-24
  • TX RA
    APPROVED
    Since 2016-03-30
  • PA RA
    APPROVED
    Since 2015-08-24

Branch Locations

600 Baltimore Dr, Wilkes Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilkes-Barre PA 04/2015 Present
Bank Of America, N.A. Wilkes-Barre PA 06/2015 Present
Other Businesses

I*103323 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CODY JUDE BARRASSE FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: SCRANTON, PENNSYLVANIA 18509 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/13/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE NATURE AND PURPOSE OF THE ENTITY IS TO REMEMBER THE LIFE OF CODY JUDE BARRASSE, RAISE FUNDS TO AWARD A SCHOLARSHIP TO AN UNDERPRIVELEDGED I*1147255 For profit or not for profit: Entity Charitable Name of outside business organization: St. Joseph's Center Foundation Board Investment related: N Address of business: Scranton, Pennsylvania, 18509 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 2/15/2023 Number of hours devoted: 25 hour(s) Monthly Number of hours devoted during trading hours: 8 Duties: , Saint Josephs Center strives to provide individuals and families who have special needs the opportunity to develop tehir abilities and potential to the fullest extent possible. They do this through residential, community, and home based services, outpatient therapy, maternity, family and adoption services. Support the vision and promote the mission as well as attend the activities and try to help fundraise

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-20
  • S66 Uniform Combined State Law Examination
    2015-07-20

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