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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-11
  • TX RA
    APPROVED
    Since 2019-02-11

Branch Locations

550 Bailey Avenue Suite 700, Fort Worth, TX 76107 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Fort Worth TX 04/2015 05/2018
Wells Fargo Clearing Services Llc Fort Worth TX 05/2018 02/2019
Robert W. Baird Fort Worth TX 02/2019 Present
  • 04/2015 → 05/2018
    Ubs Financial Services
    Fort Worth, TX
  • 05/2018 → 02/2019
    Fort Worth, TX
  • 02/2019 → Present
    Robert W. Baird
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-25
  • S66 Uniform Combined State Law Examination
    2017-07-25

View on SEC IAPD

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