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Luke Edward Baumgarten

Harvest Investment Services, LLC

Oakbrook Terrace, IL

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Current Employers
Harvest Investment Services, Llc

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-11
IL RA APPROVED 2015-09-16
  • TX RA
    APPROVED_RES
    Since 2023-05-11
  • IL RA
    APPROVED
    Since 2015-09-16

Branch Locations

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harvest Investment Services, Llc Oakbrook Terrace IL 10/2014 Present
Harvest Investment Services, Llc Oakbrook Terrace IL 09/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-31
  • S65 Uniform Investment Adviser Law Examination
    2015-08-31
Other Names
  • Luke Baumgarten

View on SEC IAPD

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