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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-21
CT RA APPROVED 2016-12-22
  • TX RA
    APPROVED_RES
    Since 2020-01-21
  • CT RA
    APPROVED
    Since 2016-12-22

Branch Locations

2425 Post Rd Ste 207, Southport, CT 06890 • United States

Stratford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Westport CT 04/2015 03/2020
Ameriprise Financial Services, Llc Southport CT 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-19
  • S66 Uniform Combined State Law Examination
    2016-12-19

View on SEC IAPD

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